Corporate Governance Regulation Compliance and Internal ControlsYour External Auditor Won't Have to Flag
Compliance with the Corporate Governance Regulation (لائحة حوكمة الشركات) framework — the CMA version for listed/CMA-supervised entities, or the Ministry of Commerce's Corporate Governance Guide for unlisted LLCs — plus compliance management (إدارة الالتزام), risk register (سجل المخاطر) preparation, Audit Committee (لجنة المراجعة) support, and internal control framework design.
Why this matters
The finance and board leadership of a mid-large company needing to demonstrate corporate governance compliance under the framework that actually applies to them, or tighten internal processes.
- Whether this actually satisfies the governance framework that applies to our company type
- How much disruption it causes day-to-day
- Practical fixes, not a compliance checklist
Our Methodology
- 1.Risk assessment and scope agreed with finance leadership
- 2.Process walkthroughs and control testing
- 3.Findings reviewed for practicality, not just compliance
- 4.Follow-up review to confirm fixes actually held
Why Entry Post CPA
Corporate governance compliance advisory — CMA Corporate Governance Regulation for listed/CMA-supervised entities, or the Ministry of Commerce's Corporate Governance Guide (الدليل الاسترشادي لحوكمة الشركات) for unlisted LLCs
Compliance management (إدارة الالتزام) program design
Risk register (سجل المخاطر) and risk management policy preparation
Audit Committee (لجنة المراجعة) charter, formation, and duties support
Nomination & Remuneration Committee (لجنة الترشيحات والمكافآت) and Conflict of Interest Policy (سياسة تعارض المصالح) support for CMA-supervised entities
Segregation-of-duties and workflow mapping
Operational audits: sales, procurement, inventory, HR
6-step methodology built for minimal operational disruption
Engagement partner: Nora Al Daraan — continuity a rotating network team can't match
Coordinated in-house by our Assistant Audit Manager for day-to-day scheduling and fieldwork
Frequently Asked Questions
We don't know of any control issues — is this still worth it?
Internal audit exists to find what you don't already know about. Most engagements surface at least a handful of quick fixes.
Will this disrupt daily operations?
Our 6-step methodology is built to minimize day-to-day disruption.
Do we need to already be an audit client to use this?
No — this is a standalone service. Note that if we're already your external statutory auditor, professional independence rules mean we can't also perform your internal audit; in that case we can still advise on governance framework compliance and risk registers.
Can you help us comply with the Corporate Governance Regulation specifically?
Yes — governance compliance advisory, including committee charters (لائحة عمل اللجنة) and conflict-of-interest policy, is a named part of this service, scoped to whichever framework (CMA or Ministry of Commerce) actually applies to your company.